PennyMac Financial Services, Inc.

8-K · tm2616887d1_8k.htm iXBRL

0001745916

 2026-06-03
 2026-06-03

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 UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

 Washington, D.C. 20549

  

 FORM 8-K

  

 CURRENT REPORT

 Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934

  

 Date of Report (Date of earliest event reported):
 June 3, 2026

  

 PennyMac
Financial Services, Inc.

 (formerly known as New PennyMac Financial Services,
Inc.)

 (Exact name of registrant as specified in
its charter)

  

 Delaware
 001-38727
 83-1098934

 (State or other jurisdiction

of incorporation)
 (Commission File Number)
 (IRS Employer

Identification No.)

  

 3043
Townsgate Road ,

 Westlake Village ,
 California
  
 91361

 (Address of principal executive

offices)
  
 (Zip Code)

  

 ( 818 ) 224-7442

 (Registrant’s telephone number, including
area code)

  

 Former name or former address, if changed
since last report: N/A

  

 Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

  

 ¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  

 ¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  

 ¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  

 ¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 Securities registered pursuant to Section 12(b) of the Act:

  

 Title of each class
  
 Trading Symbol(s)
  
 Name of exchange on which

 registered

 Common Stock, $0.0001 par value
  
 PFSI
  
 New York Stock Exchange

   

 Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

  

 If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨

  

  

  

  

  

  

 Item 5.07    Submission of Matters to a Vote
of Security Holders.

  

 On
June 3, 2026, PennyMac Financial Services, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”)
for the purpose of: (i) electing ten (10) director nominees to serve on the Board of Directors (the “Board”), each for a one-year
term expiring at the 2027 Annual Meeting of Stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2026; and (iii) approving, by non-binding vote,
the Company’s executive compensation.  The total number of shares of common stock entitled to vote as of the record date
was 51,923,059, of which 47,547,797 shares, or 91.6%, were present in person or by proxy.

  

 Proposal
1: The election of ten (10) director nominees to serve on the Board, each for a one-year term expiring at the 2027 Annual Meeting
of Stockholders.

  

 Director  
 Votes For    
 Votes Against    
 Abstentions    
 Broker Non-Votes  

 David A. Spector  
   42,462,444    
   206,197    
   79,384    
   4,799,772  

 Doug Jones  
   42,438,823    
   230,534    
   78,668    
   4,799,772  

 Sunil Chandra  
   42,549,151    
   117,584    
   81,290    
   4,799,772  

 Jonathon S. Jacobson  
   41,821,686    
   847,759    
   78,580    
   4,799,772  

 Patrick Kinsella  
   42,521,407    
   147,577    
   79,041    
   4,799,772  

 Anne D. McCallion  
   42,579,466    
   84,803    
   83,756    
   4,799,772  

 Farhad Nanji  
   42,403,072    
   227,802    
   117,151    
   4,799,772  

 Jeffrey A. Perlowitz  
   42,602,569    
   66,388    
   79,068    
   4,799,772  

 Lisa M. Shalett  
   41,744,791    
   641,606    
   361,628    
   4,799,772  

 Theodore W. Tozer  
   42,602,365    
   66,791    
   78,869    
   4,799,772  

  

 Proposal
2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company
for the fiscal year ending December 31, 2026.

  

 Votes For    
 Votes Against    
 Abstentions    
 Broker Non-Votes  

   47,183,413    
   284,212    
   80,172    
   0  

  

 Proposal
3: Approval, by non-binding vote, of the Company’s executive compensation.

  

 Votes For    
 Votes Against    
 Abstentions    
 Broker Non-Votes  

   41,064,673    
   1,453,740    
   229,612    
   4,799,772  

  

  

  

  

 SIGNATURES

  

 Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  
 PENNYMAC FINANCIAL SERVICES, INC.

  
  

 Date: June 4, 2026
 /s/ Daniel S. Perotti

  
 Daniel S. Perotti

  
 Senior Managing Director and Chief Financial Officer