Great Elm Capital Corp.

8-K · gecc-20260529.htm iXBRL

0001675033 gecc:CommonStockParValue001PerShareMember 2026-05-29 2026-05-29 0001675033 gecc:NotesDue2029Member 2026-05-29 2026-05-29 0001675033 2026-05-29 2026-05-29 0001675033 gecc:NotesDue2030Member 2026-05-29 2026-05-29 0001675033 gecc:NoteDue2029Member 2026-05-29 2026-05-29

  
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 WASHINGTON, D.C. 20549
  
 FORM 8-K
  
 CURRENT REPORT
 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 Date of Report (Date of earliest event reported): May 29, 2026

  
  
 Great Elm Capital Corp.
 (Exact name of Registrant as Specified in Its Charter)
  
  

 Maryland

 814-01211

 81-2621577

 (State or Other Jurisdiction
of Incorporation)

 (Commission File Number)

 (IRS Employer
Identification No.)

  

  

  

  

  

 3801 PGA Boulevard, Suite 603

  

 Palm Beach Gardens , Florida

  

 33410

 (Address of Principal Executive Offices)

  

 (Zip Code)

  

 Registrant’s Telephone Number, Including Area Code: 617 375-3006

  

  

 (Former Name or Former Address, if Changed Since Last Report)
  
 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 Securities registered pursuant to Section 12(b) of the Act:

Title of each class

  

 Trading
Symbol(s)

  

Name of each exchange on which registered

 Common stock, par value $0.01 per share

  

 GECC

  

 Nasdaq Global Market

 8.50% Notes due 2029

  

 GECCI

  

 Nasdaq Global Market

 8.125% Notes due 2029

  

 GECCH

  

 Nasdaq Global Market

 7.75% Notes due 2030

  

 GECCG

  

 Nasdaq Global Market

 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
 Emerging growth company ☐
 If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
  

 Item 5.07 Submission of Matters to a Vote of Security Holders.
 On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows:

  

 For

 Withheld

 Broker Non-Votes

 Election of director:

  

  

  

 Mark Kuperschmid

 6,104,023

 1,162,844

 2,641,901

 Richard Cohen

 6,100,476

 1,166,391

 2,641,901

  

  

  

  

  

 For

 Against

 Abstain

 Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026

 9,334,470

 519,924

 54,374

  

 SIGNATURES
 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  

  

 GREAT ELM CAPITAL CORP.

  

  

  

  

 Date:

 June 1, 2026

 By:

 /s/ Adam M. Kleinman

  

  

  

 By: Adam M. Kleinman
Title: Chief Compliance Officer and Secretary