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Current report (Form 8-K) · Jun 12, 2026 · Multiple disclosures including leadership change and material agreement
Snow Rothschild Acquisition Corp.
18
Leadership change
Jun 12, 2026
8-K
ea0294390-8k_snow.htm
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8-K · ea0294390-8k_snow.htm iXBRL 0002123475 2026-06-08 2026-06-08 0002123475 ISNRU:UnitsEachConsistingOfOneClassOrdinaryShareAndOnehalfOfOneRedeemableWarrantMember 2026-06-08 2026-06-08 0002123475 ISNRU:ClassOrdinarySharesParValue0.0001PerShareMember 2026-06-08 2026-06-08 0002123475 ISNRU:WarrantsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50PerShareMember 2026-06-08 2026-06-08 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2026 Snow Rothschild Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands 001-43333 98-1924622 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 40 West 57 th Street , Suite 1800 New York NY 10019 (Address of principal executive offices, including zip code) Registrant’s telephone number, including area code: ( 332 ) 465-0360 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant ISNRU The Nasdaq Stock Market LLC Class A ordinary shares, par value $0.0001 per share ISNR The Nasdaq Stock Market LLC Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share ISNRW The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 1.01. Entry into a Material Definitive Agreement. On June 10, 2026, Snow Rothschild Acquisition Corp. (the “Company”) consummated its initial public offering (“IPO”) of 20,000,000 units (the “Units”). The Company granted the underwriters (the “Underwriters”) a 45-day option from the date of the prospectus (the “Over-Allotment Option”) to purchase up to an additional 3,000,000 Units at the initial public offering price to cover over-allotments (the “Option Units”), if any. The Units were sold at a price of $10.00 per Unit, generating gross proceeds to the Company of $200,000,000. Each Unit consists of one Class A ordinary share of the Company, par value $0.0001 per share (the “Class A Ordinary Shares”), and one-half of one redeemable warrant of the Company (each, a “Warrant”), with each whole Warrant entitling the holder thereof to purchase one Class A Ordinary Share for $11.50 per share. On June 12, 2026, pursuant to the partial exercise of the Over-Allotment Option, the Underwriters purchased an additional 2,600,000 Option Units. The Option Units were sold at an offering price of $10.00 per Unit, generating additional gross proceeds to the Company of $26,000,000. In connection with the IPO, the Company entered into the following agreements, forms of which were previously filed as exhibits to the Company’s Registration Statement: ● An Underwriting Agreement, dated June 8, 2026, by and between the Company and the Underwriters, a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference. ● A Warrant Agreement, dated June 8, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent, a copy of which is attached as Exhibit 4.4 hereto and incorporated herein by reference. ● An Investment Management Trust Agreement, dated June 8, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference. ● A Registration Rights Agreement, dated June 8, 2026, by and among the Company and certain security holders, a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference. ● A Private Placement Warrants Purchase Agreement, dated June 8, 2026 (the “Private Placement Warrants Purchase Agreement”), by and between the Company and Snow Rothschild Acquisition Sponsor LLC (the “Sponsor”), a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference. ● A Letter Agreement, dated June 8, 2026, by and among the Company, its officers, its directors and the Sponsor, a copy of which is attached as Exhibit 10.1 hereto and incorporated herein by reference. ● An Administrative Services Agreement, dated June 8, 2026, by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.8 hereto and incorporated herein by reference. ● Indemnity Agreements, dated June 8, 2026, by and among the Company and each Director and executive officers of the Company, a form of which is attached as Exhibit 10.5 hereto and incorporated herein by reference. Item 3.02. Unregistered Sales of Equity Securities. Simultaneously with the closing of the IPO, pursuant to the Private Placement Warrants Purchase Agreement, the Company completed the private sale of an aggregate of 2,250,000 warrants (the “Private Placement Warrants”) to the Sponsor, with each warrant exercisable to purchase one Class A ordinary share at $11.50 per share, at a price of $1.00 per warrant, or $2,250,000 in the aggregate. The Private Placement Warrants (and underlying securities) are identical to the warrants included in the Units sold in the IPO, except as otherwise disclosed in the Company’s registration statement for its IPO. No underwriting discounts or commissions were paid with respect to such sale. The issuance of the Private Placement Warrants was made pursuant to the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended. 1 Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On June 8, 2026, in connection with the IPO, Marco Carrai, Paul Chellgren and George Muñoz (collectively with Ian Snow and Nathaniel Rothschild, the “Directors”) were appointed to the board of directors of the Company (the “Board”). Effective June 8, 2026, each of Messrs. Carrai, Chellgren and Muñoz was appointed to the Board’s Audit Committee, with Mr. Muñoz serving as chair of the Audit Committee. Messrs. Carrai, Chellgren and Muñoz was appointed to the Board’s Compensation Committee, with Mr. Chellgren serving as chair of the Compensation Committee. On June 8, 2026, the Company entered into indemnity agreements with each of the Directors and officers of the Company that require the Company to indemnify each of them to the fullest extent permitted by applicable law and to advance expenses incurred as a result of any proceeding against them as to which they could be indemnified. The foregoing summary of the indemnity agreements does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the form of indemnity agreement, which is filed as Exhibit 10.5 to this Current Report on Form 8-K and incorporated herein by reference. Item 5.03. Amendments to the Amended and Restated Memorandum and Articles of Association; Change in Fiscal Year. On June 8, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies, which was effective on June 8, 2026. The terms of the Amended and Restated Memorandum and Articles of Association are set forth in the Registration Statement and are incorporated herein by reference. A copy of the Amended and Restated Memorandum and Articles of Association is attached as Exhibit 3.2 hereto and incorporated herein by reference. Item 8.01. Other Events. A total of $226,000,000 of the proceeds from the IPO (including the partial exercise by the Underwriters of the Over-Allotment Option) and the sale of the Private Placement Warrants (which amount includes $6,780,000 in the aggregate of the Underwriters’ deferred underwriting commissions) was placed in a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Except with respect to interest earned on the funds in the trust account that may be released to the Company to pay its taxes and for winding up and dissolution expenses, the funds held in the trust account will not be released from the trust account until the earliest of (i) the completion of the Company’s initial business combination, (ii) the redemption of the Company’s public shares if it is unable to complete its initial business combination within 24 months from the closing of the IPO (or 27 months from the closing of the IPO if the Company has executed a definitive agreement for an initial business combination within 24 months from the closing of the IPO (the “Completion Window”), or by such earlier liquidation date as the Company’s board of directors may approve), subject to applicable law, and (iii) the redemption of the Company’s public shares properly submitted in connection with a shareholder vote to amend the Company’s Amended and Restated Memorandum and Articles of Association to modify the substance or timing of its obligation to redeem 100% of the Company’s public shares if it has not consummated an initial business combination within the Completion Window or with respect to any other material provisions relating to shareholders’ rights or pre-initial business combination activity. On June 8, 2026, the Company issued a press release announcing the pricing of the IPO, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K. On June 10, 2026, the Company issued a press release announcing the closing of the IPO, a copy of which is attached as Exhibit 99.2 to this Current Report on Form 8-K. 2 Item 9.01 Financial Statements and Exhibits. (d) Exhibits The following exhibits are being filed herewith: Exhibit No. Description 1.1 Underwriting Agreement, dated June 8, 2026, by and between the Company and the Underwriters. 3.1 Amended and Restated Memorandum and Articles of Association of the Company. 4.1 Warrant Agreement, dated June 8, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent. 10.1 Investment Management Trust Agreement, dated June 8, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. 10.2 Registration Rights Agreement, dated June 8, 2026, by and among the Company and certain security holders. 10.3 Private Placement Warrants Purchase Agreement, dated June 8, 2026, by and between the Company and the Sponsor. 10.4 Letter Agreement, dated June 8, 2026, by and among the Company, its officers, directors, and the Sponsor. 10.5 Administrative Services Agreement, dated June 8, 2026, by and between the Company and the Sponsor. 10.6 Form of Indemnity Agreement 99.1 Press Release, dated June 8, 2026. 99.2 Press Release, dated June 10, 2026. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SNOW ROTHSCHILD ACQUISITION CORP. By: /s/ Ian Snow Name: Ian Snow Title: Chief Executive Officer Dated: June 12, 2026 4 |